Last verified 2026-08-18; facts checked against the primary sources below

Principal death claim and beneficiary forms

Last verified: August 18, 2026

The short answer: Start with Principal's claim selector and identify whether the benefit is individual life insurance, employer group life, an annuity, or a retirement plan. Principal permits online group-life beneficiary submissions with a death-certificate upload and publishes separate beneficiary forms for retirement and other accounts.

Principal claim routes

Product Starting point
Individual insurance Principal claim-form selector
Employer group life Online beneficiary claim and death-certificate upload
Retirement plan Plan-specific beneficiary claim form
Annuity or investment Product form from the individual forms library

How do you choose the right form?

Use Principal's insurance help and forms library. The deceased person's statement, employer, or policy identifies the product. Do not submit a generic insurance form for a 401(k) or annuity.

Prepare the participant or insured's identity, policy or plan number if known, date of death, death certificate, and claimant information.

What if there is no named beneficiary?

Principal applies the contract or plan's default payment order. A will does not automatically replace that order. The estate, spouse, heirs, or another class may be entitled depending on the product, beneficiary record, and plan terms.

What should the claimant ask for?

Request the beneficiary determination, complete document checklist, deadlines, payout or inherited-account choices, withholding, tax forms, and claim-status contact. An estate or trust claimant should use its legal name and tax ID consistently.


Principal products use different administrators and forms. The identified policy or plan controls the claim.

Primary sources